Scope and Authority
Applicable agreements define the advisory relationship, permitted authority, reporting, fees, and client responsibilities before an account is opened.
Regulated Industry Infrastructure
Private Separately
Managed Accounts
Eligible advisory clients may discuss a separately managed account with Aregis. The advisory relationship, suitability, authority, fees, and reporting are established under separate client agreements.
Separate Advisory Relationship
SagaHalla supplies the technology engine. Aregis provides advice under its own client agreements. Investment assets remain with the client or the client’s custodian; operational program-management engagements retain separate agreements and responsibilities.
SagaHalla Engine
SagaHalla supplies the technology engine and does not provide advisory services through this page.
Client and Custodian
Investment assets remain with the client or the client’s custodian. Discussing operational services does not combine accounts, assets, authority, or records.
Relationship Assessment
Client Eligibility and Suitability
Assess eligibility, investment objectives, and suitability for the proposed relationship.
Agreement and Permissions
Establish advisory scope, trading permissions, fees, reporting, and client responsibilities in the applicable documents.
Custody Arrangements
Address brokerage and custody arrangements before an account is opened.
Relationship and Custody
- Operational program management and investment advisory services have separate agreements and responsibilities.
- A private SMA is a separate path for eligible advisory clients under Aregis agreements. SagaHalla supplies the technology engine and does not provide advisory services through this page.
- Custody of investment assets stays with the client or the client's custodian.
- Discussing both services does not combine agreements, accounts, authority, assets, records, or responsibilities.
- The applicable documents explain brokerage, custody, trading permission, reporting, fees, and client responsibilities before an account is opened.
- This page does not create a client relationship, recommendation, guarantee, or offer of securities.